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PRINCIPAL GLOBAL INVESTORS, LLC

ACTIVE

LEI: 549300BABIOZPCNHMB89

ISSUED
United States of America, WILMINGTON, C/O CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, 19808
Legal Name
PRINCIPAL GLOBAL INVESTORS, LLC
Other Entity Names
PRINCIPAL CAPITAL MANAGEMENT, LLC
Registered At
Division of Corporations, Department of State
United States of America, Delaware
RA000602
Registration Authority Entity ID
2941470
Legal Jurisdiction
US-DE
Entity Category
GENERAL
Entity Legal Form Code
Limited Liability Company (en)
HZEH
Entity Status
ACTIVE
Entity Created At
1998-09-04
BIC Code
PCAMUS41XXX

Addresses

Legal Address
C/O CORPORATION SERVICE COMPANY
251 LITTLE FALLS DRIVE
19808
WILMINGTON
US-DE
US | United States of America
Headquarters Address
711 High Street
50392
Des Moines
US-IA
US | United States of America

Registration Details

LEI Initial Registration Date
2013-02-05
LEI Last Update Date
2023-11-21
LEI Registration Status
ISSUED
LEI Next Renewal Date
2024-11-22
Managing LOU
Bloomberg Finance L.P. (Bloomberg Finance L.P.)
Validation Sources
FULLY_CORROBORATED
Validated At
Division of Corporations, Department of State
United States of America, Delaware
RA000602
Validated As
2941470

Relationships

Managed Funds
Principal Focused Blue Chip ETFPrincipal Liability Driven Collective Investment Trust - Principal LDI Corporate 15-25 Year FundPrincipal High Grade Capital Securities FundPrincipal Liability Driven Collective Investment Trust - Principal LDI Government & Credit FundInternational Equity FundPrincipal Capital Securities FundPrincipal Liability Driven Collective Investment Trust - Principal LDI Corporate 25 Plus Year FundPrincipal Private Credit FundPrincipal Liability Driven Collective Investment Trust - Principal LDI Corporate 5-15 Year FundPrincipal Liability Driven Collective Investment Trust - Principal LDI Long Government & Credit FundGlobal Sustainable Food AND Biodiversity FundPrincipal Liability Driven Collective Investment Trust - Principal LDI 20 Plus Year STRIPS FundCore Fixed Income FundHigh Yield FundShort-Term Income AccountMorley Income Fund IVSmall-MidCap Dividend Income FundPrincipal/BlackRock Bond Index CITPrincipal LifeTime Hybrid Income FundPrincipal LifeTime Hybrid 2045 FundPrincipal/BlackRock International Equity Index CITPrincipal/T. Rowe Price Institutional Equity Income Managed CITLargeCap Growth Account IPrincipal/BlackRock S&P 500 Index CITPrincipal LifeTime Strategic Income AccountLargeCap S&P 500 Index AccountPrincipal LifeTime Strategic Income FundSmallCap AccountPrincipal/Multi-Manager Small Cap CITStrategic Asset Management Conservative Growth PortfolioPrincipal/Federated Total Return Bond CITPrincipal International Smallcap Separate AccountOpportunistic Municipal FundPRINCIPAL SPECTRUM TAX-ADVANTAGED DIVIDEND ACTIVE ETFPrincipal Capital Appreciation FundMoney Market FundSmallCap Growth Fund IPrincipal/MFS Value CITHigh Income FundGlobal High Yield Bonds Mandate 1International Small Company FundPrincipal International Adaptive Multi-Factor ETFGlobal Emerging Markets FundPrincipal LifeTime 2060 AccountLargeCap Growth Fund IPrincipal LifeTime 2025 FundMidCap Growth FundStrategic Asset Management Conservative Balanced PortfolioLargeCap Growth IInflation Protection FundInternational Equity Index FundPrincipal LifeTime Hybrid 2065Real Estate Securities FundPrincipal LifeTime Hybrid 2015 FundSmallCap FundPrincipal U.S. Small-Cap ETFLargeCap S&P 500 Managed Volatility Index AccountPrincipal/Multi-Manager Liability Driven Solution CIT IIPRINCIPAL EXCHANGE-TRADED FUNDSU.S. LargeCap Buffer April AccountPrincipal LifeTime Hybrid 2030 FundSmallCap S&P 600 Index FundMidCap S&P 400 Index FundPrincipal Global Investors Collective Investment TrustSpectrum Preferred and Capital Securities Income FundMorley Income Fund VIStrategic Asset Management Strategic Growth PortfolioPrincipal/BlackRock Large Cap Value Index CITPrincipal/AB Large-Cap Growth CITPRINCIPAL QUALITY ETFPrincipal LifeTime 2040 FundMidCap FundBlue Chip FundMorley Stable Income Bond FundPrincipal LifeTime 2010 AccountPrincipal LifeTime Hybrid 2020 FundPrincipal Millennial Global Growth ETFPrincipal/BlackRock Large Cap Growth Index CITPrincipal/Dodge & Cox Intermediate Bond CITPrincipal Capital Appreciation AccountDiversified Real Asset FundGlobal Emerging Markets AccountPRINCIPAL INVESTMENT GRADE CORPORATE ACTIVE ETFPrincipal LifeTime 2040 AccountMidCap Growth Fund IIIPrincipal LifeTime 2060 FundLargeCap S&P 500 Index FundPRINCIPAL HEALTHCARE INNOVATORS ETFPrincipal LifeTime Hybrid 2035 FundPrincipal Lifetime Hybrid 2040 FundPrincipal Funds, Inc.PRINCIPAL ACTIVE HIGH YIELD ETFPrincipal/BlackRock Russell 2000 Index CITU.S. LARGECAP BUFFER January ACCOUNTStrategic Asset Management Flexible Income PortfolioGlobal Real Estate Securities FundPrincipal LargeCap S&P 500 Index Separate AccountPrincipal Lifetime 2070 FundCapital Securities FundEquity Income FundFINISTERRE EMD TOTAL RETURN FUND, L.P.Principal LifeTime 2065PRINCIPAL U.S. LARGE-CAP ADAPTIVE MULTI-FACTOR ETFFinisterre Emerging Markets Total Return Bond FundPrincipal LifeTime 2045 FundDiversified Income AccountPRINCIPAL REAL ESTATE ACTIVE OPPORTUNITIES ETFPrincipal LifeTime 2020 FundPrincipal/T. Rowe Price Institutional Large-Cap Growth Managed CITBlue Chip AccountInternational Fund IPrincipal SmallCap S&P 600 Index Separate AccountPrincipal Liquid Assets Separate AccountMidCap Value Fund IPrincipal LifeTime Hybrid 2025 FundPrincipal LifeTime 2035 FundLargecap Value Fund IIIMorley Income Fund IPrincipal LifeTime 2030 FundPrincipal LifeTime 2055 FundOrigin Emerging Markets FundSmall-MidCap Growth FundORIGIN GLOBAL EMERGING MARKETS FUNDDiversified Balanced Managed Volatility AccountCore Plus Bond AccountPrincipal MidCap S&P 400 Index Separate AccountPrincipal Lifetime Hybrid 2070 FundStrategic Asset Management Balanced PortfolioPrincipal LifeTime 2020 AccountGlobal Real Estate Securities FundStrategic Asset Management Balanced PortfolioPrincipal International Multi-Factor ETFU.S. LARGECAP BUFFER JULY ACCOUNTPrincipal/BlackRock S&P MidCap Index CITDiversified International Equity FundCalifornia Municipal FundMidCap AccountPrincipal Ultra-Short Active Income ETFU.S. LargeCap Buffer October AccountDiversified Balanced AccountPrincipal LifeTime 2010 FundPrincipal LifeTime 2050 FundFINISTERRE EM DEBT FUNDDiversified Balanced Volatility Control AccountEDGE MidCap FundPrincipal/Multi-Manager Liability Driven Solution CIT IGlobal Sustainable Listed Infrastructure FundPrincipal/Causeway International Value CITDiversified Growth AccountStrategic Asset Management Strategic Growth PortfolioPrincipal LifeTime 2050 AccountSmallCap Value Fund IIPrincipal LifeTime Hybrid 2050 FundStrategic Asset Management Conservative Growth PortfolioPrincipal LifeTime 2030 AccountMorley Income Fund VDiversified International FundPrincipal LifeTime Hybrid 2060 FundGovernment Money Market FundPrincipal/Multi-Manager Liability Driven Solution CIT IIIPRINCIPAL VALUE ETFPRINCIPAL U.S. SMALL-CAP ADAPTIVE MULTI-FACTOR ETFPrincipal LifeTime 2015 FundStrategic Asset Management Conservative Balanced PortfolioPRINCIPAL U.S. MEGA-CAP ETFStrategic Asset Management Flexible Income PortfolioDiversified International AccountMorley Income Fund IIIPrincipal/BlackRock U.S. Aggregate Bond Index CITDiversified Growth Managed Volatility AccountReal Estate Securities AccountDiversified Growth Volatility Control AccountLargeCap Value FundPrincipal LifeTime Hybrid 2055 FundPRINCIPAL LIFE INSURANCE COMPANY VARIABLE LIFE SEPARATE ACCOUNTPRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETFTax-Exempt Bond FundGlobal Multi-Strategy FundGovernment & High Quality Bond AccountPRINCIPAL VARIABLE CONTRACTS FUNDS, INC.Short-Term Income FundCore Plus Bond FundOverseas FundPrincipal Life Insurance CompanyBond Market Index FundGovernment & High Quality Bond FundBond Market Index AccountDiversified Income Fund
Parents
Direct Children
Principal Insurance Company (Hong Kong) Limited - Deposit Administration Investment Management Policy
Ultimate Children
No ultimate child data available
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CHALLENGE LEI
Nimi

You can raise a simple challenge regarding LEI data or proceed with the full LEI data renewal.

Proceed with full LEI data renewal - we will validate the data from the Division of Corporations (Secretary of State)

Raise a simple LEI challenge - just tell us what is wrong with the current data in your own words

RENEW HERE

LEI:
LEI Next Renewal Date:
Your LEI is currently being managed by [current_lou]. Please note that during renewal process your LEI will be transferred to another GLEIF accredited LEI provider.
The LEI has lapsed, and you must conduct an annual renewal with the transfer process.
Your LEI is currently being managed by [current_lou]. You are about to transfer your LEI under LEI Register management. To complete the process we need to transfer your LEI to our Partner LOU, RapidLEI. RapidLEI is a GLEIF accredited LEI issuer. Please choose below between a regular transfer (LEI will not be renewed) or a transfer with LEI renewal.

What is the difference between an LEI transfer and LEI renewal?



LEI renewal is an annual update of the registration data related to the Legal Entity in the GLEIF database. The data related to the entity has to be updated at least once a year.

LEI transfer is the movement of the LEI code from one service provider to another. The LEI is transferrable to ensure the client has a choice between the service providers. If the client is not happy with the fees, service or data quality it can move the LEI to another LEI issuer (LOU). In the process of transfer the LEI number does not change. It is a back-end process which is not visible to end customers. All the LEI codes are valid in every jurisdictions. Investment service providers can not differentiate the LEI numbers according to the LOU.

LEI Register offers a transfer service with an LEI renewal to ensure the highest level of data accuracy.
To continue with the renewal we first need to transfer your LEI, please use the LEI transfer form to continue with the renewal.
"Dear customer, Your LEI is currently being managed by our partner LOU RapidLEI, but not under our management as a Registration Agent. We appreciate your interest in our service but unfortunately can not currently support your entity. To renew your LEI, please contact RapidLEI directly at [email protected] or visit their partner site to find your local partner. Thank you for understanding! LEI Register Support Team"
Dear customer, You currently have a valid contract with us for LEI code [lei]. The contract is valid until [paid_until]. This means we will take care of the annual LEI renewals for you until [paid_until]. Your can check your LEI data here: [leicert_link] If you need to update your LEI details or have any questions, please contact us at [site_email].
Do you agree with the transfer and continue to renew the LEI with the same application?
You are about to complete the LEI transfer application. As a final confirmation we need to make sure that you have on purpose selected LEI transfer without data renewal. Would you would still like to renew your LEI with the transfer ?